Bribe, Swindle Or Steal

In this Compliance Minute, Pia Vining of TRACE describes non-negotiable components of any due diligence exercise.

In this Compliance Minute, Richard Grime of Gibson Dunn discusses risks associated with the FCPA books and records provision.

In this Compliance Minute, Bill Steinman of Steinman & Rodgers discusses challenges associated with sub-agents and sub-distributors.

In this TRACE Compliance Minute, Nathaniel Edmonds of Paul Hastings discusses the biggest mistakes companies make after discovering a bribe has been paid.

Richard Grime of Gibson, Dunn & Crutcher, and formerly with the SEC, provides an overview of the internal controls provision, recent enforcement actions and tips on tailoring controls to your risk environment.

A panel of former prosecutors discusses trends and makes predictions about FCPA compliance and prosecutions over the next few years.

Paul Massaro of the Helsinki Commission discusses the scope of doping in international sport, the foreign policy implications and the Rodchenkov Anti-Doping Act (RADA) offered in response.

On today’s podcast, we have what might be Rod Rosenstein’s last speech while in office—given at the TRACE Forum last week—ranging broadly across his career, the work of the Department of Justice and the FCPA.

Nathaniel Edmonds of Paul Hastings describes the key steps to take in the first 48 hours after you learn a bribe may have been paid.

Barbara Tsai, APAC Head--and Deputy Global Head--of Anti-bribery for UBS, talks us through three compliance challenges associated with her region: weddings, funerals and hong bao envelopes for the Lunar New Year.

Stephanie Davis, Chief Ethics & Compliance Officer for Volkswagen Group of America, discusses how to uncover and address conflicts of interest in the workplace.

Jeff Cottle of Norton Rose Fulbright discusses how to secure and maintain board support, what ideal communications patterns look like and when and how to leave if the board refuses to hear bad news.

Johan H. Andresen chairs the Council on Ethics for the largest sovereign wealth fund on earth. With over US$1 trillion in assets, Norway’s Government Pension Fund Global holds 1.3% of the world’s stocks, including investments in over 9000 companies across 70 countries. Andresen explains how the Council works to ensure that this vast array of investments reflects the values of the people of Norway.

David Montero discusses his new book "Kickback" and tells the story of how Saddam Hussein found collaborators willing to help him thwart the purpose of the Oil-for-food program and prop up his thuggish regime.

Michelle de Kluyver of Addleshaw Goddard provides an overview of Brexit and then drills down on its potential impact on specific compliance issues, including anti-bribery, AML and sanctions.

Pia Vining of TRACE discusses the five most common due diligence challenges her team sees and the growing sophistication of the international community of third party intermediaries.

Kara Brockmeyer, former Chief of the SEC’s FCPA Unit and now with Debevoise & Plimpton, discusses key enforcement actions, the shifting legal landscape and compliance trends from 2018, together with a few predictions for 2019.

Lisa Miller, Integrity Compliance Officer with the World Bank Group, describes the work her team does to help bring small-to-medium sized enterprises back into the fold after sanctions.

 For today’s holiday podcast, we’re re-posting the amazing story of wine fraudster, Rudy Kurniawan, who duped so many experts with his counterfeits.   Peter Hellman of the Wine Spectator tells the story in his excellent book:  In Vino Duplicitas

Tax evasion, money-laundering and fraud: Jeff Kelly Lowenstein describes his research--and that of colleagues--into the surprising forms of financial crime associated with lotteries. (Their research was supported by the Fund for Investigative Journalism)