Finra Unscripted

FINRA's new Machine-Readable Rulebook is designed to enhance firms' compliance efforts, reduce costs and aid in risk management, with a lot to gain for firms of all sizes and various business models. On this episode, Afshin Atabaki, Associate General Counsel with FINRA's Office of General Counsel, and Haime Workie, Vice President of FINRA's Office of Financial Innovation, join us to delve into what exactly the Machine-Readable Rulebook is, how it works, and how you can start taking advantage of all it has to offer.Resources mentioned in this episode:Special Notice 10/21/22: FINRA Requests Comment on Its Machine-Readable Rulebook InitiativeSpecial Notice 7/30/18: FINRA Requests Comment on Financial Technology Innovation in the Broker-Dealer IndustryFINRA API Developer CenterFINRA RulesFINRA Rulebook Search Tool™ (FIRST™) OverviewFINRA Rulebook