Finra Unscripted

Introducing REMA: Thinking Differently About Rulemaking, Decision-Making, Innovation and More

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Sinopse

FINRA recently announced the creation of a new team, the Office of Regulatory Economics and Market Analysis, which brings together FINRA's Office of the Chief Economist and the Office of Financial Innovation. On this episode, we talk with Jonathan Sokobin, Executive Vice President and head of REMA, Haime Workie, Vice President of the Office of Financial Innovation, and Lori Walsh, Vice President of the Office of the Chief Economist about how the new team works to inform FINRA's regulatory policies and programs to advance its mission of investor protection and market integrity.Resources mentioned in this episode:2022 Industry SnapshotOffice of the Chief EconomistREMA AnnouncementEpisode 16: How FINRA Rules Get Made and Reviewed