Eversheds Sutherland Legal Insights (audio)

Podcast: Advisers Act Regulatory Series: First Quarter Update

Informações:

Sinopse

Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Issa Hanna, Ben Marzouk, Bria Adams and Sue Lee for our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast focuses on adviser regulatory developments and examinations and other trends that will likely advance in 2018. Topics to be discussed include: The SEC’s Uniform Standard of Conduct Initiative and Related State Developments Senior Investors The SEC’s 2018 Rulemaking Agenda The SEC’s Exam Priorities Letter