Avantis Wealth's Podcast

We wrap up our series this week speaking with Aaron Devoy who looks after our compliance and due-diligence when we are looking into brokering investments for our clients.An independent trustee, regulated by the FCA, is assigned to look after the interests of the investor to make sure that all the statements made in any offer need to detail the investment opportunity and represent everyone’s interests fairly. Misunderstanding and ambiguity can delay investment, increase costs or worse, lead to liability. The trustee specialises in preparing investment memorandums and offering documents that meet the strict guidelines set by the FCA. When the investor document becomes an inducement, they also ensure our terms and intentions are fair, clear and not misleading in any way.This process is helping us to ensure our investments are rigorously supporting the decisions of our clients when deciding what opportunities are right when diversifying their portfolios.Support the show