Eversheds Sutherland Legal Insights (audio)

Podcast - Advisers Act Regulatory Series: 2019 Third Quarter Update

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Sinopse

Join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, Issa Hanna and Ben Marzouk and Eversheds Sutherland (International) attorney Hannah Jones for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including: SEC’s proposed proxy rules SEC’s adviser fiduciary interpretation OCIE risk alert on firms with supervised persons with disciplinary history SEC enforcement update UK update: FCA’s Asset Management Market Study Discover more of the latest legal news and topics discussed by our attorneys by subscribing to the Eversheds Sutherland Legal Insights Podcast Channel.