Finra Unscripted

The 2021 FINRA Annual Conference was like no other with the event held entirely online. Nonetheless, like in any other year, the event provided the opportunity for practitioners, peers and regulators to connect and exchange ideas. On this episode, we’re taking you behind the scenes of this year’s event to listen in on the fireside chat between FINRA CEO Robert Cook and FINRA Board Chair Eileen Murray as they talk about everything from return to work and the future of the workforce to the work of FINRA Board of Governor and diversity, equity and inclusion. Resources mentioned in this episode:Episode 12: How the Cloud has Revolutionized FINRA TechnologyEpisode 68: Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology2021 Virtual Technology Conference2022 FINRA Annual Conference McKinsey Study: Jobs Lost, Jobs GainedStatement of the FINRA Board of Governors: June 11, 2020