Finra Unscripted

The implementation of the largest change to the securities industry Continuing Education program in 25 years is well under way, with a few new deadlines right around the corner. On this episode, we hear from Patricia Monterosso and Nicole Lefort from FINRA’s Credentialing, Registration, Education and Disclosure team about how the Maintaining Qualifications Program is progressing and what firms can expect in with regard to changes to the Continuing Education Regulatory Element in the months ahead. Resources mentioned in this episode:Regulatory Element TopicsCE Council WebsiteFINRA CE Transformation Resource PageMaintaining Qualifications ProgramFinancial Professional Gateway (FinPro)Episode 97: What to Expect: The CE Transformation & Maintaining Qualifications Program