Finra Unscripted

The festive season is here. Are you looking for the perfect gift for the compliance professional in your life? Look no further. On this episode, Kayte Toczylowski, FINRA’s vice president of Member Relations and Education, joins us to share the top five FINRA tools and resources, or gifts, if you will, that you will want to make sure you are aware of and be sure to share with all of your colleagues.Resources mentioned on this episode: FINRA Compliance ToolsFINRA NoticesFINRA Targeted Exam Letters (aka Sweeps)FINRA Conferences & EventsFBI Cyber Threat Briefing SeriesMachine-Readable Rulebook InitiativeFINRA Advisory CommitteesFINRA Committee Indication of Interest FormHave questions? Email: Membership@finra.org